Monthly ArchivesNovember 2017 - Storm IT Financial

The top 4 MiFID II call recording myths, debunked Most financial services firms are well aware by now that the MiFID II (Markets in Financial Instruments Directive) will mean a major shake-up of their industry, when it comes into effect in  40 days’  time,  on  Wednesday,  3rd January,  2018. Buried somewhere within the Directive’s mighty manuscript is […]

How ready are you for MiFID II with 47 days to go ? A recent survey found that 90% of buy-side firms are at risk of non-compliance by the MiFID II deadline in January 2018. The Financial Conduct Authority (FCA) published its final policy statement on MiFID II implementation months ago, however many firms are still […]

The MiFID II implications for Alternative Investment Managers MiFID II is due to come into force in 54 days time, on 3rd January 2018. Understanding MiFID II and making appropriate preparations, is essential for alternative investment managers trading in London and the EU. MiFID II (The Markets in Financial Instruments Directive) framework, which was originally […]

How voice compliance can ensure productivity is not compromised The financial services sector is one of the most heavily regulated industries due to the sheer volume of transactions. Customers trust financial firms with their details, so to protect the highly-sensitive information organisations must adhere to security and compliance standards. However, this can be challenging for employees […]